Thomas Frederick Cody

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 08/2016 → 05/2017
  Covington Catholic High School
  Park Hills, KY
• 09/2016 → 07/2017
  Skyline Chili
  Ft. Wright, KY
• 08/2017 → 05/2018
  Covington Catholic High School
  Park Hills, KY
• 06/2018 → 08/2018
  Vector Marketing Corporation
  Florence, KY
• 08/2018 → 05/2019
  University Of South Carolina
  Columbia, SC
• 05/2019 → 08/2021
  Lucas Landscaper
  Ft. Thomas, KY
• 08/2019 → 05/2020
  University Of South Carolina
  Columbia, KY
• 08/2020 → 05/2021
  University Of South Carolina
  Columbia, SC
• 08/2021 → 05/2022
  University Of South Carolina
  Columbia, SC
• 04/2021 → 05/2022
  Jcb Industries
  Columbia, SC
• 06/2022 → 06/2022
  Unemployed
  Ft. Wright, KY

Exams

• S66 Uniform Combined State Law Examination
  2023-10-26

Other Names

• Thomas F Cody