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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-14 |
| WA | RA | APPROVED | 2024-06-26 |
Branch Locations
818 18Th Ave South Suite 100, Nashville, TN 37203 • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 08/2022 | 06/2024 |
| First Look Consulting | Renton | WA | 03/2017 | 08/2021 |
| Top Shelf Ecommerce | Tukwila | WA | 09/2015 | 03/2017 |
| Unemployed | Des Moines | WA | 08/2021 | 08/2022 |
| Rbc Capital Markets, Llc | Nashville | WA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-03 |
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