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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-14
WA RA APPROVED 2024-06-26
  • TN RA
    APPROVED
    Since 2025-10-14
  • WA RA
    APPROVED
    Since 2024-06-26

Branch Locations

818 18Th Ave South Suite 100, Nashville, TN 37203 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Seattle WA 08/2022 06/2024
First Look Consulting Renton WA 03/2017 08/2021
Top Shelf Ecommerce Tukwila WA 09/2015 03/2017
Unemployed Des Moines WA 08/2021 08/2022
Rbc Capital Markets, Llc Nashville WA 06/2024 Present
  • 08/2022 → 06/2024
    Seattle, WA
  • 03/2017 → 08/2021
    First Look Consulting
    Renton, WA
  • 09/2015 → 03/2017
    Top Shelf Ecommerce
    Tukwila, WA
  • 08/2021 → 08/2022
    Unemployed
    Des Moines, WA
  • 06/2024 → Present
    Nashville, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2023-02-03
Other Names
  • Jessica Harris

View on SEC IAPD

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