Sophia Johnston

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2022 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2021 → 08/2021
  Jp Morgan
  Chicago, IL
• 08/2020 → 05/2021
  Cornell University
  Ithaca, NY
• 05/2019 → 08/2019
  Lettuce Entertain You
  Chicago, IL
• 07/2012 → 06/2018
  Unemployed
  Chicago, IL
• 09/2019 → 07/2020
  Unemployed
  Chicago, IL
• 09/2021 → 06/2022
  Unemployed
  Ithaca, NY
• 06/2018 → 08/2018
  Midtown Athletic Club
  Chicago, IL
• 06/2019 → 08/2019
  Midtown Athletic Club
  Chicago, IL
• 07/2018 → 08/2018
  Latin School Of Chicago
  Chicago, IL
• 08/2018 → 05/2019
  Unemployed
  Chicago, IL
• 05/2025 → Present
  Sip With Sophia
  New York, NY

Other Businesses

Entity Name: Sip with Sophia Investment related: No Address: Private Residence (no website) Nature of the other business: Event Planning Position/Title/Relationship: Owner/Partner Start Date: 05/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company is a small event planning business. I plan customized/themed parties for groups of 8-40 people. This role is not similar to my firm role and there is no connection to JP Morgan Chase.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-03

Other Names

• Sophia Lena Johnston