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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-07-02 |
| TX | RA | APPROVED | 2015-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Bedminister | NJ | 12/2007 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2015 | Present |
1. 1/3/2008 - NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 10%. 2. 1/23/2008 - MAIN STREET WEALTH MANAGEMENT LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 8/14/2015: PRIVATE ADVISOR GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 07/01/2015 - 80 HOURS PER MONTH DURING SECURITIES TRADING - ADVISORY SERVICES: PORTFOLIO MANAGEMENT FOR INDIVIDUALS AND/OR SMALL BUSINESSES. COMPENSATED FOR ADVISORY SERVICES BY A PERCENTAGE OF ASSETS UNDER MY MANAGEMENT. 4. 8/14/2015: PRIVATE ADVISOR GROUP - DBA: (HYBRID) MAIN STREET WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - STARTED 07/01/2015 - 80 HOURS PER MONTH DURING SECURITIES TRADING - ADVISORY SERVICES: PORTFOLIO MANAGEMENT FOR INDIVIDUALS AND/OR SMALL BUSINESSES. COMPENSATED FOR ADVISORY SERVICES BY A PERCENTAGE OF ASSETS UNDER MY MANAGEMENT. 5. 12/04/2023 - Main Street Capital Partners, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 40 Hours During Trading/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
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