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Mary C Figler

J.P. Morgan Securities LLC

New York, NY

CRD 7593945

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-11
TX RA APPROVED 2022-09-30
  • NY RA
    APPROVED
    Since 2024-01-11
  • TX RA
    APPROVED
    Since 2022-09-30

Branch Locations

270 Park Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2022 Present
Jpmorgan Chase Bank, N.A. Chicago IL 07/2022 Present
Jpmorgan Chase Bank Chicago IL 06/2021 08/2021
Jpmorgan Chase Bank Cleveland OH 06/2020 08/2020
Copper Run Capital Columbus OH 05/2019 08/2019
Wentz Financial Group Hudson OH 04/2017 06/2017
The Ohio State University Columbus OH 08/2017 06/2022
Clubcorp Silver Lake OH 06/2018 08/2018
Bob Evans Restaurants Stow OH 01/2017 07/2017
Unemployed Stow OH 07/2012 12/2016
Lifecenter Plus Health & Fitness Center Hudson OH 11/2016 03/2017
  • 07/2022 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2021 → 08/2021
    Jpmorgan Chase Bank
    Chicago, IL
  • 06/2020 → 08/2020
    Jpmorgan Chase Bank
    Cleveland, OH
  • 05/2019 → 08/2019
    Copper Run Capital
    Columbus, OH
  • 04/2017 → 06/2017
    Wentz Financial Group
    Hudson, OH
  • 08/2017 → 06/2022
    The Ohio State University
    Columbus, OH
  • 06/2018 → 08/2018
    Clubcorp
    Silver Lake, OH
  • 01/2017 → 07/2017
    Bob Evans Restaurants
    Stow, OH
  • 07/2012 → 12/2016
    Unemployed
    Stow, OH
  • 11/2016 → 03/2017
    Lifecenter Plus Health & Fitness Center
    Hudson, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06
Other Names
  • Mary Claire Figler

View on SEC IAPD

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