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Spencer Davies

J.P. Morgan Securities LLC

Salt Lake City, UT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
UT RA APPROVED 2024-08-14
  • TX RA
    APPROVED
    Since 2025-03-17
  • UT RA
    APPROVED
    Since 2024-08-14

Branch Locations

376 East 400 South, Ste 100, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Cottonwood Heights UT 06/2022 Present
J.P Morgan Securities Llc Cottonwood Heights UT 06/2022 Present
Utah Community Credit Union Provo UT 07/2020 05/2022
U.S. Bank Provo UT 07/2021 07/2021
Mom's Place Gluten Free, Llc Spanish Fork UT 07/2020 10/2020
Unemployed Spanish Fork UT 06/2012 06/2020
  • 06/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Cottonwood Heights, UT
  • 06/2022 → Present
    J.P Morgan Securities Llc
    Cottonwood Heights, UT
  • 07/2020 → 05/2022
    Utah Community Credit Union
    Provo, UT
  • 07/2021 → 07/2021
    U.S. Bank
    Provo, UT
  • 07/2020 → 10/2020
    Mom's Place Gluten Free, Llc
    Spanish Fork, UT
  • 06/2012 → 06/2020
    Unemployed
    Spanish Fork, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-08
S63 Uniform Securities Agent State Law Examination 2022-10-04
  • S66 Uniform Combined State Law Examination
    2024-08-08
  • S63 Uniform Securities Agent State Law Examination
    2022-10-04
Other Names
  • Spencer Davies
  • Spencer John Davies

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
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