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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-03
NJ RA APPROVED 2025-02-24
TX RA APPROVED 2023-01-23
  • NY RA
    APPROVED
    Since 2026-07-03
  • NJ RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 07/2022 Present
Bank Of America, N.A. Coral Gables FL 07/2022 Present
Tufts University Medford MA 09/2018 07/2022
J.M. Search King Of Prussia PA 06/2021 08/2021
Doordash Coral Gables FL 04/2021 Present
Shipt Mountain Lakes NJ 05/2020 09/2020
Mountain Lakes Dpw Mountain Lakes NJ 06/2019 09/2019
The Lawrenceville School Lawrenceville NJ 09/2015 09/2018
Us Census Bureau Mountain Lakes NJ 07/2020 10/2020
  • 07/2022 → Present
    Coral Gables, FL
  • 07/2022 → Present
    Bank Of America, N.A.
    Coral Gables, FL
  • 09/2018 → 07/2022
    Tufts University
    Medford, MA
  • 06/2021 → 08/2021
    J.M. Search
    King Of Prussia, PA
  • 04/2021 → Present
    Doordash
    Coral Gables, FL
  • 05/2020 → 09/2020
    Shipt
    Mountain Lakes, NJ
  • 06/2019 → 09/2019
    Mountain Lakes Dpw
    Mountain Lakes, NJ
  • 09/2015 → 09/2018
    The Lawrenceville School
    Lawrenceville, NJ
  • 07/2020 → 10/2020
    Us Census Bureau
    Mountain Lakes, NJ
Other Businesses

I*925231, Entity Type: Entity For Profit, Name of OBA: Door Dash, Address: San Francisco, CA, 94103, Investment Related: No, Position, Title, Association: Employee, Employee Start Date: 07/17/2022, No Hours: 4hrs/Weekly, No Hours during trading: 0, Duties: Deliver Food. I*2463279, Entity Type: , Name of OBA: Rental Property 1, Address: Jersey City, New Jersey, 07306, Investment Related: N, Position, Title, Association: Co-owner with non-family members, Employee State Date: 05/19/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-12
  • S66 Uniform Combined State Law Examination
    2022-11-12
Other Names
  • Thomas J Haessig

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