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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-04
  • NY RA
    APPROVED
    Since 2024-10-04

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

153 E 53Rd Street Ny- 601 Lexington Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hunter College New York NY 09/2014 12/2021
Alexander Wang Inc New York NY 09/2019 06/2021
Haver Analytics New York NY 09/2021 06/2022
Citigroup New York NY 07/2022 Present
  • 09/2014 → 12/2021
    Hunter College
    New York, NY
  • 09/2019 → 06/2021
    Alexander Wang Inc
    New York, NY
  • 09/2021 → 06/2022
    Haver Analytics
    New York, NY
  • 07/2022 → Present
    Citigroup
    New York, NY
Other Businesses

OA name: Vino Productions LLC, Nature: Audio engineering in a professional music studio (Investment-related: No, Location: New York, NY, started 05/01/2026), Title: Owner, Duties: Music production, audio engineering, mixing and mastering, Hours: (0 during trading hours/month, 11-20 during non-trading hours/month).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-03
S63 Uniform Securities Agent State Law Examination 2023-04-05
  • S66 Uniform Combined State Law Examination
    2024-10-03
  • S63 Uniform Securities Agent State Law Examination
    2023-04-05

View on SEC IAPD

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