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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-25 |
| NY | RA | APPROVED | 2022-12-01 |
Branch Locations
299 Park Avenue 8Th, 9Th, 11Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 07/2022 | Present |
| D Heights Llc | Berkley Heights | NJ | 05/2020 | 05/2022 |
| D Heights Llc | Berkley Heights | NJ | 04/2019 | 03/2020 |
| Ernst & Young Us Llp | Tysons | VA | 01/2019 | 03/2019 |
| Accelerated Innovators Inc | Newark | NJ | 10/2018 | 12/2018 |
| Accelerated Innovators Inc | Newark | NJ | 05/2018 | 08/2018 |
| Clemson University | Clemson | SC | 08/2015 | 12/2018 |
| Accelerated Innovators Inc | Newark | NJ | 12/2017 | 01/2018 |
| Broadridge Financial Solutions | Newark | NJ | 06/2017 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-01 |
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