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Katherine Elizabeth Waggoner

LPl Financial LLC

Peoria, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-09
  • IL RA
    APPROVED
    Since 2023-03-09

Branch Locations

619 Sw Water St Ste 3C, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advanced Technology Services Peoria IL 05/2008 02/2017
Uniform Supply Inc East Peoria IL 02/2017 07/2022
Lpl - Curtis Barnard Financial Peoria IL 07/2022 Present
  • 05/2008 → 02/2017
    Advanced Technology Services
    Peoria, IL
  • 02/2017 → 07/2022
    Uniform Supply Inc
    East Peoria, IL
  • 07/2022 → Present
    Lpl - Curtis Barnard Financial
    Peoria, IL
Other Businesses

1) 01/20/2023 - Curtis Barnard Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date - 01/2023 2) 09/19/2023 - Insurance Design Network LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -Start Date 09/07/2023 - 5 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2023-03-08
Other Names
  • Katherine Elizabeth Meismer

View on SEC IAPD

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