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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-15
NY RA APPROVED 2024-04-19
  • TX RA
    APPROVED
    Since 2024-05-15
  • NY RA
    APPROVED
    Since 2024-04-19

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Washington D.C. DC 07/2022 02/2023
Syracuse University Syracuse NY 08/2018 07/2022
Clifton College Bristol 08/2012 06/2017
Aflac New York NY 06/2021 08/2021
Chapel Hill Denham Lagos 06/2019 08/2019
Guarantee Trust Bank Lagos 06/2017 08/2017
Ghpp Lagos 08/2017 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2024 Present
Unemployed Washington, D.C. DC 02/2023 04/2024
  • 07/2022 → 02/2023
    Ubs Financial Services
    Washington D.C., DC
  • 08/2018 → 07/2022
    Syracuse University
    Syracuse, NY
  • 08/2012 → 06/2017
    Clifton College
    Bristol
  • 06/2021 → 08/2021
    Aflac
    New York, NY
  • 06/2019 → 08/2019
    Chapel Hill Denham
    Lagos
  • 06/2017 → 08/2017
    Guarantee Trust Bank
    Lagos
  • 08/2017 → 08/2018
    Ghpp
    Lagos
  • 04/2024 → Present
    New York, NY
  • 02/2023 → 04/2024
    Unemployed
    Washington, D.C., DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
  • S66 Uniform Combined State Law Examination
    2023-11-06
Other Names
  • Imagbe Michael Igbinedion

View on SEC IAPD

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