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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-30 |
| MN | RA | APPROVED | 2022-09-16 |
| WI | RA | APPROVED | 2022-09-16 |
Branch Locations
11 East Superior Street Suite 580, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Duluth | MN | 07/2022 | Present |
| Jmr Financial Group, Inc. | Superior | WI | 05/2021 | 05/2022 |
| Florida Financial Advisors | Jacksonville | FL | 05/2022 | 06/2022 |
| University Of Wisconsin Superior | Superior | WI | 03/2020 | 05/2020 |
| University Of Wisconsin Superior | Superior | WI | 06/2020 | 05/2021 |
| University Of Wisconsin Superior | Superior | WI | 07/2020 | 01/2021 |
| University Of Wisconsin Superior | Superior | WI | 09/2020 | 05/2022 |
| Universidad Austral | Buenos Aires | 12/2015 | 01/2020 | |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-24 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-13 |
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