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Alexander Thomas Grace

Ubs Financial Services Inc.

Jamestown, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-17
  • NY RA
    APPROVED
    Since 2023-01-17

Branch Locations

201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Supplemental Health Care Buffalo NY 02/2022 06/2022
Northwest Bank Buffalo NY 10/2016 02/2022
Wca Hospital (Jamestown) Jamestown NY 06/2015 10/2016
Ubs Financial Services Inc. Jamestown NY 07/2022 Present
  • 02/2022 → 06/2022
    Supplemental Health Care
    Buffalo, NY
  • 10/2016 → 02/2022
    Northwest Bank
    Buffalo, NY
  • 06/2015 → 10/2016
    Wca Hospital (Jamestown)
    Jamestown, NY
  • 07/2022 → Present
    Ubs Financial Services Inc.
    Jamestown, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-17
  • S66 Uniform Combined State Law Examination
    2023-01-17

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Jamestown, NY
CHELSEA ADVISORY SERVICES, INC · Jamestown, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · JAMESTOWN, NY
NEWEDGE ADVISORS · JAMESTOWN, NY
PARK AVENUE SECURITIES LLC · JAMESTOWN, NY
KEY INVESTMENT SERVICES LLC · Jamestown, NY
NWF ADVISORY SERVICES INC · Jamestown, NY
EDWARD JONES · JAMESTOWN, NY

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