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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-24
  • CT RA
    APPROVED
    Since 2024-09-24

Branch Locations

935 Main St. Level F Suite C2, Manchester, CT 06040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 06/2022 Present
Cambridge Investment Research Inc. Fairfield IA 09/2022 Present
Cabela's East Hartford CT 08/2021 06/2022
Unemployed Glastonbury CT 10/2020 08/2021
The Hartford Financial Services Group Hartford CT 12/1994 10/2020
Cambridge Investment Research Advisors Inc. Fairfield IA 09/2024 Present
  • 06/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 09/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 08/2021 → 06/2022
    Cabela's
    East Hartford, CT
  • 10/2020 → 08/2021
    Unemployed
    Glastonbury, CT
  • 12/1994 → 10/2020
    The Hartford Financial Services Group
    Hartford, CT
  • 09/2024 → Present
    Fairfield, IA
Other Businesses

1) BOY SCOUT TROOP 540, GLASTONBURY CT, 09/2022, NIR, ASSISTANT SCOUTMASTER, 50 HR/MO 0 HR/MO TRADING 2) AARP TAX-AIDES, EAST HARTFORD CT, 10/2022, NIR, VOLUNTEER, TAX RETURN PREPARER, 48 HR/MO 16 HR/MO TRADING 3) SANDRA S BARANOWSKI CFP, 935 MAIN STREET LEVEL F UNIT C3 MANCHESTER CT, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 0 HR/MO 0 HR/MO TRADING 4) SANDRA S BARANOWSKI CFP, 935 MAIN STREET LEVEL F UNIT C3 MANCHESTER CT, 02/2024, EMPLOYEE, TAX SERVICES, NIR, 48 HR/MO 12 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03

View on SEC IAPD

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