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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-23 |
| NY | RA | APPROVED | 2025-06-23 |
| TX | RA | APPROVED | 2025-06-23 |
| FL | RA | APPROVED | 2025-06-11 |
| NJ | RA | APPROVED | 2025-06-11 |
Branch Locations
390 Madison Ave, New York, NY 10017 • United States
390 Madison Ave Floor 11, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group, Llc | New York | NY | 06/2023 | 05/2024 |
| Stifel Financial Corp | New York | NY | 06/2022 | 08/2022 |
| Jeffrey Realty | North Plainfield | NJ | 02/2022 | 05/2022 |
| Spartan Capital Group | Hazlet | NJ | 06/2021 | 07/2021 |
| Unemployed | Holmdel | NJ | 04/2015 | 05/2021 |
| J.P. Morgan Securities Llc | New York | NY | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2025 | Present |
| Inmarket Media Llc | Wichita Falls | TX | 05/2024 | 08/2024 |
| Unemployed | Holmdel | NJ | 08/2021 | 01/2022 |
| Unemployed | Holmdel | NJ | 09/2024 | 03/2025 |
| Unemployed | Holmdel | NJ | 09/2022 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-12 |
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