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William Lawrence Mock

Janney Montgomery Scott LLC

Columbia, SC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-05
SC RA APPROVED 2025-05-05
  • NC RA
    APPROVED
    Since 2025-05-05
  • SC RA
    APPROVED
    Since 2025-05-05

Branch Locations

1441 Main Street Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Columbia SC 08/2024 09/2025
University Of South Carolina Columbia SC 08/2020 07/2024
Lake Norman Boat Rentals & Sales Mooresville NC 05/2022 08/2024
Ymca Camp Harrison At Herring Ridge Boomer NC 05/2017 07/2018
Pine Lake Preparatory Mooresville NC 02/2015 06/2020
Unemployed Mooresville NC 06/2020 08/2020
Janney Montgomery Scott Llc Columbia SC 09/2025 Present
  • 08/2024 → 09/2025
    Janney Montgomery Scott
    Columbia, SC
  • 08/2020 → 07/2024
    University Of South Carolina
    Columbia, SC
  • 05/2022 → 08/2024
    Lake Norman Boat Rentals & Sales
    Mooresville, NC
  • 05/2017 → 07/2018
    Ymca Camp Harrison At Herring Ridge
    Boomer, NC
  • 02/2015 → 06/2020
    Pine Lake Preparatory
    Mooresville, NC
  • 06/2020 → 08/2020
    Unemployed
    Mooresville, NC
  • 09/2025 → Present
    Janney Montgomery Scott Llc
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-05
  • S66 Uniform Combined State Law Examination
    2025-05-05
Other Names
  • William Mock

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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