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Stephen Milton Holloman

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-20
  • NC RA
    APPROVED
    Since 2024-03-20

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailey's Fine Jewelry Raleigh NC 08/2020 04/2022
North Carolina State University Raleigh NC 08/2019 08/2020
Nc State University Club Raleigh NC 06/2019 08/2019
North Carolina State University Raleigh NC 08/2018 06/2019
Nc State University Club Raleigh NC 06/2018 08/2018
North Carolina State University Raleigh NC 04/2022 05/2022
Needham B. Broughton High School Raleigh NC 08/2015 06/2018
Fidelity Investments Durham NC 06/2022 07/2023
First Citizens Investor Services Raleigh NC 07/2023 Present
  • 08/2020 → 04/2022
    Bailey's Fine Jewelry
    Raleigh, NC
  • 08/2019 → 08/2020
    North Carolina State University
    Raleigh, NC
  • 06/2019 → 08/2019
    Nc State University Club
    Raleigh, NC
  • 08/2018 → 06/2019
    North Carolina State University
    Raleigh, NC
  • 06/2018 → 08/2018
    Nc State University Club
    Raleigh, NC
  • 04/2022 → 05/2022
    North Carolina State University
    Raleigh, NC
  • 08/2015 → 06/2018
    Needham B. Broughton High School
    Raleigh, NC
  • 06/2022 → 07/2023
    Fidelity Investments
    Durham, NC
  • 07/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-19
S63 Uniform Securities Agent State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-19
  • S63 Uniform Securities Agent State Law Examination
    2023-03-08
Other Names
  • Stephen Milton Holloman
  • Stephen Holloman

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
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JAMES MICHAEL TARKENTON
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William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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