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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-10-16
TX RA APPROVED 2017-10-16
  • MN RA
    APPROVED
    Since 2017-10-16
  • TX RA
    APPROVED
    Since 2017-10-16

Branch Locations

216 4Th St. N.W., East Grand Forks, MN 56721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America East Grand Forks ND 04/2009 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 04/2009 → 10/2017
    Investment Centers Of America
    East Grand Forks, ND
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2009-04-27 → 2017-10-17
    Investment Centers Of America, Inc.
    East Grand Forks, MN
    Bismarck, ND
    East Grand Forks, MN
    Warren, MN
    Bemidji, MN
  • 2006-11-21 → 2007-12-31
    Fargo, ND
    East Grand Forks, MN
    Fargo, ND
Other Businesses

1.River Cities Speedway Inc, 2300 Gateway Dr. Grand Forks, ND , 4/1999 DIRT TRACK RACING PROMOTHER/ PART OWNER - 16/MO - 0/TRADING. 2.BCBS/MEDICA, 216 4TH ST NW, EAST GRAND FORKS, MN, 8/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 90/YR - 90/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. UP NORTH FINANCIAL, INC., 216 4th St NW East Grand Forks MN 56721 United States, 07/2007, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-25
  • S66 Uniform Combined State Law Examination
    2006-10-25
Other Names
  • Darren Lee Evavold

View on SEC IAPD

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