Anthony Joseph Palmiscno

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-12-06
TX	RA	APPROVED	2019-12-06

MN RA
APPROVED

Since 2019-12-06
TX RA
APPROVED

Since 2019-12-06

Branch Locations

404 4Th St Nw, East Grand Forks, MN 56721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	12/2019
Lpl Financial, Llc	East Grand Forks	MN	12/2019	Present

01/2009 → 12/2019

Sagepoint Financial, Inc.

Phoenix, AZ
12/2019 → Present

Lpl Financial, Llc

East Grand Forks, MN

Previous Registrations

2015-11-13 → 2019-12-20

Osaic Services, Inc.

East Grand Forks, MN

Other Businesses

1) 1/2010 - Non-Variable Insurance - Palmiscno Financial - Investment Related - East Grand Forks, MN 56721 2) 1/2007 - DBA for LPL Business (entity for LPL business) - Palmiscno Financial - Investment Related - East Grand Forks, MN 56721 3) 6/2012 - Real Estate Rental - SWEET CLOVER BUILDING, LLC - 404 4th Street NW/401 DeMers East Grand Forks, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-07-14

S63 Uniform Securities Agent State Law Examination

1992-07-14

Designations

Chartered Financial Consultant

Other Names

Tony Joseph Palmiscno
Tony Joseph Palmiscno

View on SEC IAPD