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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-12-06 |
| TX | RA | APPROVED | 2019-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 12/2019 |
| Lpl Financial, Llc | East Grand Forks | MN | 12/2019 | Present |
1. 09/01/2007 - PALMISCNO FINANCIAL/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 20%/ EAST GRAND FORKS, MN 2. 10/30/2013 - EGF SENIOR HIGH SCHOOL HEAD BOYS HOCKEY/ OUTSIDE, W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 20%/ EAST GRAND FORKS, MN 3. 08/01/2017 - SWEET CLOVER LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 2%/ EAST GRAND FORKS, MN 4. 09/01/2007 - PALMISCNO FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 25%/ EAST GRAND FORKS, MN
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-19 |
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