Neha Bhardwaj

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 06/2021 → 08/2021
  Wells Fargo Securities
  Charlotte, NC
• 06/2020 → 07/2020
  Sqn Investors
  Redwood City, CA
• 06/2019 → 08/2019
  Novus Partners, Inc.
  New York, NY
• 08/2018 → 05/2019
  University Of Pennsylvania
  Philadelphia, PA
• 06/2012 → 07/2018
  Unemployed
  Summit, NJ
• 09/2019 → 05/2020
  University Of Pennsylvania
  Philadelphia, PA
• 08/2020 → 05/2021
  University Of Pennsylvania
  Philadelphia, PA
• 09/2021 → 05/2022
  University Of Pennsylvania
  Philadelphia, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-20
• S63 Uniform Securities Agent State Law Examination
  2022-08-05