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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-22 |
| NY | RA | APPROVED | 2024-03-19 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2023 | Present |
| Rbc | New York | NY | 06/2022 | 08/2022 |
| Bridgehampton Wine Cellar | Bridgehampton | NY | 06/2021 | 07/2021 |
| Phillips Hardware Llc | Sag Harbor | NY | 07/2020 | 08/2020 |
| Unemployed | New York | NY | 09/2022 | 09/2023 |
| Unemployed | New York | NY | 10/2013 | 06/2020 |
| Unemployed | New York | NY | 08/2020 | 06/2021 |
| Unemployed | New York | NY | 06/2021 | 06/2022 |
Effective 10/02/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-13 |
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