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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-27 |
| NJ | RA | APPROVED | 2025-04-16 |
Branch Locations
271 Route 46 West Suite B201, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Weehawken | NJ | 01/2024 | 07/2024 |
| Ubs | New York | NY | 06/2022 | 08/2022 |
| Northern Advisory Group | Fairfield | NJ | 05/2021 | 08/2021 |
| Sawyer-Lyons Buick Gmc Of Randolph | Randolph | NJ | 04/2019 | 09/2019 |
| Merit Homes | Randolph | NJ | 06/2018 | 09/2018 |
| University Of Miami | Coral Gables | FL | 08/2019 | 05/2023 |
| Kinnelon School Districts | Kinnelon | NJ | 09/2012 | 06/2019 |
| Unemployed | Lavallette | NJ | 06/2023 | 12/2023 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 04/2024 | 10/2024 |
| Lpl Financial Llc | Fairfield | NJ | 04/2025 | Present |
| Northern Advisory Group | Fairfield | NJ | 08/2024 | Present |
1)02/13/2025 - Northern Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-20 |
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