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Robert Charles Young

Wells Fargo Clearing Services, LLC

Newark, DE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-10
  • DE RA
    APPROVED
    Since 2025-02-10

Branch Locations

131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infosys Malvern PA 11/2020 09/2021
Optum 360 Norristown PA 05/2018 11/2020
Guardian Life Insurance Company Of America Bethlehem PA 03/2014 07/2017
Unemployed Pottstown PA 07/2017 05/2018
Randstad Malvern PA 09/2021 07/2022
The Vanguard Group Malvern PA 07/2022 05/2024
Wells Fargo Clearing Services, Llc Newark DE 09/2024 Present
Giant Martins Pottstown PA 06/2018 09/2024
  • 11/2020 → 09/2021
    Infosys
    Malvern, PA
  • 05/2018 → 11/2020
    Optum 360
    Norristown, PA
  • 03/2014 → 07/2017
    Guardian Life Insurance Company Of America
    Bethlehem, PA
  • 07/2017 → 05/2018
    Unemployed
    Pottstown, PA
  • 09/2021 → 07/2022
    Randstad
    Malvern, PA
  • 07/2022 → 05/2024
    The Vanguard Group
    Malvern, PA
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc
    Newark, DE
  • 06/2018 → 09/2024
    Giant Martins
    Pottstown, PA
Other Businesses

BIG BOY JUDO LLC; NOT INV RELATED; LIMERICK, PA; 50% OWNERSHIP; START DATE 10/3/2024; 12 HOURS PER MONTH; 0 DURING TRADING; OWNER OF JUDO STUDIO AND JUDO TEACHER/COACH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-10
S63 Uniform Securities Agent State Law Examination 2022-09-02
  • S65 Uniform Investment Adviser Law Examination
    2025-02-10
  • S63 Uniform Securities Agent State Law Examination
    2022-09-02
Other Names
  • Rob Young
  • Robert Young

View on SEC IAPD

Other Firms

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JPL ASSET MANAGEMENT AND PLANNING, LLC
NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

More in Newark, DE

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