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Luke Kenneth Bales

Equitable Advisors, LLC

Honolulu, HI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-26
HI RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-26
  • HI RA
    APPROVED
    Since 2024-11-19

Branch Locations

1003 Bishop Street Pauahi Tower, Suite 1450, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2024 Present
Industrial Electric Service Seguin TX 05/2020 08/2020
Center For Financial Literacy Lynchburg VA 03/2021 03/2022
Bare Wealth Advisors Gap PA 06/2021 08/2022
Liberty University Lynchburg VA 07/2020 05/2024
Unemployed New Braunfels TX 07/2016 06/2020
Liberty University Lynchburg VA 06/2024 03/2026
  • 07/2024 → Present
    Equitable Advisors, Llc
    New York, NY
  • 05/2020 → 08/2020
    Industrial Electric Service
    Seguin, TX
  • 03/2021 → 03/2022
    Center For Financial Literacy
    Lynchburg, VA
  • 06/2021 → 08/2022
    Bare Wealth Advisors
    Gap, PA
  • 07/2020 → 05/2024
    Liberty University
    Lynchburg, VA
  • 07/2016 → 06/2020
    Unemployed
    New Braunfels, TX
  • 06/2024 → 03/2026
    Liberty University
    Lynchburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18
Other Names
  • Luke Kenneth Bales
  • Luke Bales

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

More in Honolulu, HI

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