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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-10
  • NC RA
    APPROVED
    Since 2022-08-10

Branch Locations

410 New Market Blvd, Boone, NC 28607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2022 Present
Secu Life Insurance Company Raleigh NC 06/2022 Present
State Employees' Credit Union Boone NC 11/2018 Present
The Gathering Place Kings Mountain NC 05/2018 11/2018
Bb&T Insurance Services Raleigh NC 12/2016 05/2018
Appalachian State University Boone NC 08/2012 12/2016
Credit Union Investment Services Raleigh NC 08/2022 Present
Members Trust Company Tampa FL 10/2024 Present
  • 06/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 11/2018 → Present
    State Employees' Credit Union
    Boone, NC
  • 05/2018 → 11/2018
    The Gathering Place
    Kings Mountain, NC
  • 12/2016 → 05/2018
    Bb&T Insurance Services
    Raleigh, NC
  • 08/2012 → 12/2016
    Appalachian State University
    Boone, NC
  • 08/2022 → Present
    Raleigh, NC
  • 10/2024 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 11/2018. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: 10/2024. Title: Trust Rep.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-10
S63 Uniform Securities Agent State Law Examination 2022-07-29
  • S65 Uniform Investment Adviser Law Examination
    2022-08-10
  • S63 Uniform Securities Agent State Law Examination
    2022-07-29
Other Names
  • Brad Dillard

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