William Marshall Helms Jr

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 03/2023
  Lincoln Financial Securities Corp.
  Boone, NC
• 03/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2005-04-20 → 2023-03-03
  Osaic Fs, Inc.
  Boone, NC
  Boone, NC

Other Businesses

1) MUSICIAN / Boone NC 28607 / 3/2023 / OWNER, PERFORMER / NIR / 15 HR/MO - 0 HR TRADING 2) HARMONY WEALTH MANAGEMENT / 895 State Farm Rd Ste 201, 170 Williams Ridge Rd, Boone NC 28607 / 3/2023 / INSURANCE AGENT THAT OFFERS INSURANCE THROUGH VARIOUS AGENCIES / INV REL / 40 HR/MO - 20 HR TRADING 3) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 3/2023 / IAR AFFILIATION / INV REL / 160 HR/MO - 120 HR TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-05
• S63 Uniform Securities Agent State Law Examination
  1999-03-12

Other Names

• Bill Helms
• Billy Helms
• William Marshall Helmsjr
• William Marshall Helms