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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-07
  • NC RA
    APPROVED
    Since 2024-03-07

Branch Locations

1470 Blowing Rock Rd, Boone, NC 28607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Boone NC 07/2022 Present
Chris Hodges Construction Llc Boone NC 09/2020 07/2022
Boone Police Department Boone NC 03/2022 06/2022
Modern Toyota Of Boone Boone NC 08/2020 09/2020
Appalachian State University Boone NC 09/2016 08/2020
Boone United Methodist Church Boone NC 05/2018 04/2019
Linville Ridge Country Club Linville NC 03/2018 11/2018
Eseeola Lodge Linville NC 03/2018 11/2018
Hampton Inn Suites Boone NC 09/2016 05/2018
Camp Eagle Wing East Machias ME 06/2016 08/2017
Secu Life Insurance Company Raleigh NC 11/2023 Present
Secu Brokerage Services Raleigh NC 11/2023 Present
Credit Union Investment Services Raleigh NC 02/2024 Present
  • 07/2022 → Present
    State Employees' Credit Union
    Boone, NC
  • 09/2020 → 07/2022
    Chris Hodges Construction Llc
    Boone, NC
  • 03/2022 → 06/2022
    Boone Police Department
    Boone, NC
  • 08/2020 → 09/2020
    Modern Toyota Of Boone
    Boone, NC
  • 09/2016 → 08/2020
    Appalachian State University
    Boone, NC
  • 05/2018 → 04/2019
    Boone United Methodist Church
    Boone, NC
  • 03/2018 → 11/2018
    Linville Ridge Country Club
    Linville, NC
  • 03/2018 → 11/2018
    Eseeola Lodge
    Linville, NC
  • 09/2016 → 05/2018
    Hampton Inn Suites
    Boone, NC
  • 06/2016 → 08/2017
    Camp Eagle Wing
    East Machias, ME
  • 11/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 11/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 02/2024 → Present
    Raleigh, NC
Other Businesses

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 11/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 11/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Valet Living, LLC. Address: 10150 Highland Manor Dr. Suite 120 Tampa, FL. 33610 Type of Business: Home and or Landowners Association Title: Part Time doorstep trash collection specialist- Nights Duties: Collecting trash and recycling Start Date: 08/17/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-07
  • S66 Uniform Combined State Law Examination
    2024-03-07

View on SEC IAPD

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