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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-07
  • NY RA
    APPROVED
    Since 2022-07-07

Branch Locations

60 East 42Nd St, New York, NY 10165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 05/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 05/2022 Present
B. Square Reality Flushing NY 11/2019 05/2022
Shing Lin Corp New York NY 02/2015 03/2020
Hutaoli New York NY 08/2022 09/2022
  • 05/2022 → Present
    New York, NY
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2019 → 05/2022
    B. Square Reality
    Flushing, NY
  • 02/2015 → 03/2020
    Shing Lin Corp
    New York, NY
  • 08/2022 → 09/2022
    Hutaoli
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-19
S63 Uniform Securities Agent State Law Examination 2022-03-31
  • S65 Uniform Investment Adviser Law Examination
    2022-06-19
  • S63 Uniform Securities Agent State Law Examination
    2022-03-31

View on SEC IAPD

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