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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-12 |
| NY | RA | APPROVED | 2023-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2022 | Present |
| University Of Maryland | College Park | MD | 03/2022 | 06/2022 |
| University Of Maryland | College Park | MD | 08/2018 | 05/2022 |
| Super Foodtown / Food Circus Supermarkets | Port Monmouth | NJ | 06/2017 | 01/2020 |
| Markel Corp | Middletown | NJ | 05/2021 | 08/2021 |
| Nexgen Financial Group | Iselin | NJ | 06/2020 | 08/2020 |
| Unemployed | Middletown | NJ | 01/2011 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-29 |
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