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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-12-23
  • MN RA
    APPROVED
    Since 2025-12-23

Branch Locations

3931 W Superior St, Duluth, MN 55807 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Duluth MN 10/2025 Present
Wells Fargo Bank, Na Duluth MN 05/2024 Present
Concordia Moorhead Moorhead MN 08/2023 05/2024
City Of Aurora Aurora MN 06/2023 08/2023
Concordia Moorhead Aurora MN 08/2022 05/2023
Concordia Moorhead Aurora MN 08/2021 05/2024
City Of Aurora Aurora MN 06/2021 08/2021
Mesabi Range College Virginia MN 09/2020 06/2021
The Legend At Giants Ridge Biwabik MN 06/2020 09/2020
Mesabi East High School Aurora MN 10/2015 06/2020
  • 10/2025 → Present
    Duluth, MN
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Duluth, MN
  • 08/2023 → 05/2024
    Concordia Moorhead
    Moorhead, MN
  • 06/2023 → 08/2023
    City Of Aurora
    Aurora, MN
  • 08/2022 → 05/2023
    Concordia Moorhead
    Aurora, MN
  • 08/2021 → 05/2024
    Concordia Moorhead
    Aurora, MN
  • 06/2021 → 08/2021
    City Of Aurora
    Aurora, MN
  • 09/2020 → 06/2021
    Mesabi Range College
    Virginia, MN
  • 06/2020 → 09/2020
    The Legend At Giants Ridge
    Biwabik, MN
  • 10/2015 → 06/2020
    Mesabi East High School
    Aurora, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-23
S63 Uniform Securities Agent State Law Examination 2025-12-03
  • S65 Uniform Investment Adviser Law Examination
    2025-12-23
  • S63 Uniform Securities Agent State Law Examination
    2025-12-03
Other Names
  • Trent R Braaten

View on SEC IAPD

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