Caitlyn Cox

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-01-23

Branch Locations

383 S Broadway, Denver, CO 80209 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Good Shepherd School	Tyler	TX	05/2021	05/2022
Faulkner Tennis Center	Tyler	TX	06/2020	04/2022
Northwestern Mutual Investment Services Llc	Greenwood Vlg	CO	06/2022	08/2023
Northwestern Mutual-Resolute Wealth Partners/Eric Mcgough	Greenwood Village	WI	06/2022	07/2023
J.P. Morgan Securities Llc	Denver	CO	08/2023	Present
Jpmorgan Chase Bank, N.A.	Denver	CO	08/2023	Present
Unemployed	Tyler	TX	06/2018	05/2020
University Of Texas- Tyler	Tyler	TX	04/2018	05/2018
Unemployed	Tyler	TX	08/2013	03/2018

05/2021 → 05/2022

Good Shepherd School

Tyler, TX
06/2020 → 04/2022

Faulkner Tennis Center

Tyler, TX
06/2022 → 08/2023

Northwestern Mutual Investment Services Llc

Greenwood Vlg, CO
06/2022 → 07/2023

Northwestern Mutual-Resolute Wealth Partners/Eric Mcgough

Greenwood Village, WI
08/2023 → Present

J.P. Morgan Securities Llc

Denver, CO
08/2023 → Present

Jpmorgan Chase Bank, N.A.

Denver, CO
06/2018 → 05/2020

Unemployed

Tyler, TX
04/2018 → 05/2018

University Of Texas- Tyler

Tyler, TX
08/2013 → 03/2018

Unemployed

Tyler, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-02
S63	Uniform Securities Agent State Law Examination	2022-09-09

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