Thomas James Sampson

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2026 → Present
  Tiaa
  New York, NY
• 04/2026 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 03/2025 → 08/2025
  Pzena Investment Management
  New York, NY
• 08/2025 → 04/2026
  Unemployed
  New York, NY
• 12/2022 → 02/2025
  Commonwealth Financial Network
  Waltham, MA
• 05/2022 → 12/2022
  Commonwealth Financial Network
  Waltham, MA
• 09/2018 → 12/2022
  Full-Time Education
  Boston, MA
• 05/2021 → 12/2021
  Catchpoint Systems
  Boston, MA
• 06/2019 → 03/2020
  Commonwealth Of Massachusetts
  Boston, MA
• 05/2018 → 08/2018
  Target Corporation
  Woburn, MA
• 09/2013 → 06/2018
  Full-Time Education
  Reading, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-25
• S63 Uniform Securities Agent State Law Examination
  2025-08-23

Other Names

• Thomas James Sampson
• Thomas J Sampson