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Current Employers
Shiraishi Financial Group Advisors

1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2014-02-25
  • HI RA
    APPROVED
    Since 2014-02-25

Branch Locations

1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfg, Ltd Honolulu HI 04/2006 Present
United Planners' Financial Services Scottsdale AZ 05/2013 12/2016
Shiraishi Financial Group Advisors Honolulu HI 02/2014 Present
Independent Financial Group, Llc Honolulu HI 12/2016 Present
  • 04/2006 → Present
    Sfg, Ltd
    Honolulu, HI
  • 05/2013 → 12/2016
    United Planners' Financial Services
    Scottsdale, AZ
  • 02/2014 → Present
    Honolulu, HI
  • 12/2016 → Present
    Independent Financial Group, Llc
    Honolulu, HI
Previous Registrations
Other Businesses

(1) SHIRAISHI FINANCIAL GROUP ADVISORS AKA SFGA POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/25/2014 ADDRESS: 1357 Kapioloani Blvd #1140, Honolulu HI 96814, United States DESCRIPTION: IAR AT SEC REGISTERED INVESTMENT ADVISOR OFFERING ADVISORY SERVICES (2) SHIRAISHI FINANCIAL GROUP POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 12 START DATE: 04/03/2006 ADDRESS: 1357 Kapioloani Blvd #1140, Honolulu HI 96814, United States DESCRIPTION: Registered Representative and IAR at DBA used to market securities and advisory business. (3) SFG LTD POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/03/2012 ADDRESS: 1357 Kapioloani Blvd #1140, Honolulu HI 96814, United States DESCRIPTION: Insurance agent offering various types of insurance products. (4) WAYNE AND GERI LAU POSITION: Agent/Representative NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2024 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: Assist with personal financial matters THE GRANT AND AIMEE ARITA JOINT TRUST DTD 9/9/19 POSITION: Grantor/Trustee NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2019 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: Grantor trustee of personal joint trust

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-11
  • S66 Uniform Combined State Law Examination
    2012-07-11
Designations
Other Names
  • Grant T Arita

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