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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-02
  • NC RA
    APPROVED
    Since 2022-09-02

Branch Locations

801 Hillsborough St. 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2022 Present
Secu Life Insurance Company Raleigh NC 06/2022 Present
State Employees' Credit Union Raleigh NC 02/2016 Present
Credit Union Investment Services Raleigh NC 07/2022 Present
  • 06/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 02/2016 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 07/2022 → Present
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 2/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Business Name: Andy Lindeberg Audio Description Address: 11209 Hallmark Dr Matthews, NC. 28105 Type of Business: Arts, Band, Music. Title: Audio Describer Duties: Live description of performances at local theaters. Audio description allows visually impaired patrons to experience shows similarly to sighted patrons. Paid as an independent contractor on a per show basis. Start Date: 10/27/2024. Hours Per month: around 10. Not Investment related. Andy Lindeberg, 11209 Hallmark Dr., Matthews NC 28105. Not investment related. Self-employed contract work/Technical lead for backgammon tournaments. Start date: Oct, 2022. Set up, manage video recording & streaming stations for backgammon tournaments. Provide data mgmt for players. Social media promotion while matches are live-streamed. Average hrs/mo 15. None during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2022-07-22
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2022-07-22
Other Names
  • Andy Lindeberg

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