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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-02 |
Branch Locations
801 Hillsborough St. 3Rd Floor, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 06/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2022 | Present |
| State Employees' Credit Union | Raleigh | NC | 02/2016 | Present |
| Credit Union Investment Services | Raleigh | NC | 07/2022 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 2/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Business Name: Andy Lindeberg Audio Description Address: 11209 Hallmark Dr Matthews, NC. 28105 Type of Business: Arts, Band, Music. Title: Audio Describer Duties: Live description of performances at local theaters. Audio description allows visually impaired patrons to experience shows similarly to sighted patrons. Paid as an independent contractor on a per show basis. Start Date: 10/27/2024. Hours Per month: around 10. Not Investment related. Andy Lindeberg, 11209 Hallmark Dr., Matthews NC 28105. Not investment related. Self-employed contract work/Technical lead for backgammon tournaments. Start date: Oct, 2022. Set up, manage video recording & streaming stations for backgammon tournaments. Provide data mgmt for players. Social media promotion while matches are live-streamed. Average hrs/mo 15. None during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-22 |
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