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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2007-02-09 |
| CT | RA | APPROVED | 2006-09-19 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
Oyster Bay, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2006 | Present |
| Auffray & Co., Inc. | New York | NY | 04/1987 | Present |
| Bank Of America, N.A. | New York | NY | 09/2009 | Present |
I*32265 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AUFFRAY & CO., INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: OYSTER BAY, NEW YORK 11771 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/1987 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER/PRESIDENT NOT INVESTMENT RELATED GENERAL MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-18 |
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