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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-18
  • CT RA
    APPROVED
    Since 2023-01-18

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

2 Corporate Dr Ste 743, Shelton, CT 06484 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Southport CT 06/2022 Present
Worldcare Pet Transport Darien CT 11/2021 05/2022
Mercy Learning Center Of Bridgeport, Inc. Bridgeport CT 12/2020 11/2021
Pearson Norwalk CT 07/2020 12/2020
Education Storrs CT 08/2011 05/2020
  • 06/2022 → Present
    Southport, CT
  • 11/2021 → 05/2022
    Worldcare Pet Transport
    Darien, CT
  • 12/2020 → 11/2021
    Mercy Learning Center Of Bridgeport, Inc.
    Bridgeport, CT
  • 07/2020 → 12/2020
    Pearson
    Norwalk, CT
  • 08/2011 → 05/2020
    Education
    Storrs, CT
Other Businesses

Outside Employment; Elizabeth Robb; Online Technology Consultant - Assist one individual client with virtual learning environment.; Self Employed technology assistance to professor at NY College.; 71 River Bend Road, Unit A, Stratford, CT, 06614; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours / Array Services, LLC; I am being paid though the LLC for the work that I do at Ameriprise.; Manage advisory business; 36 Washington St., Suite 140, Wellesley, MA, 02481; Investment-Related; 02/20/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-14
  • S66 Uniform Combined State Law Examination
    2023-01-14
Other Names
  • Amy Dimon
  • Amy Hessel

View on SEC IAPD

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