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Mark Raymond Whelan

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

Davidson, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-04
TX RA APPROVED 2022-09-19
FL RA APPROVED 2022-08-24
  • NC RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2022-09-19
  • FL RA
    APPROVED
    Since 2022-08-24

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 05/2022 Present
Lockheed Martin Orlando FL 05/2019 05/2022
University Of Central Florida Orlando FL 06/2015 05/2019
  • 05/2022 → Present
    Wells Fargo Clearing Services, Llc
    Fort Lauderdale, FL
  • 05/2019 → 05/2022
    Lockheed Martin
    Orlando, FL
  • 06/2015 → 05/2019
    University Of Central Florida
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
  • S66 Uniform Combined State Law Examination
    2022-08-23
Other Names
  • Mark R Whelan

View on SEC IAPD

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