Nicholas Lee Hathaway

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	07/2023	Present
Allstar Pizza	Clute	TX	05/2017	08/2017
Unemployed	Rosharon	TX	09/2017	02/2019
Bb's Cajun Tex	Pearland	TX	02/2019	05/2019
Unemployed	Rosharon	TX	05/2019	09/2019
Bighorn Bbq	Manvel	TX	09/2019	02/2020
Unemployed	Pearland	TX	02/2020	01/2021
Odays Hardware	Pearland	TX	01/2021	07/2021
Unemplyed	Pearland	TX	07/2021	06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	06/2022	08/2022
Unemployed	Pearland	TX	08/2022	07/2023
Brazos Port College	Clute	TX	06/2017	12/2017
Alvin Community College	Alvin	TX	08/2018	05/2021
University Of Houston	Houston	TX	09/2021	07/2023
Unemployed/In High School	Clute	TX	06/2013	05/2017
Bank Of America, N.A.	Houston	TX	08/2023	Present

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
05/2017 → 08/2017

Allstar Pizza

Clute, TX
09/2017 → 02/2019

Unemployed

Rosharon, TX
02/2019 → 05/2019

Bb's Cajun Tex

Pearland, TX
05/2019 → 09/2019

Unemployed

Rosharon, TX
09/2019 → 02/2020

Bighorn Bbq

Manvel, TX
02/2020 → 01/2021

Unemployed

Pearland, TX
01/2021 → 07/2021

Odays Hardware

Pearland, TX
07/2021 → 06/2022

Unemplyed

Pearland, TX
06/2022 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
08/2022 → 07/2023

Unemployed

Pearland, TX
06/2017 → 12/2017

Brazos Port College

Clute, TX
08/2018 → 05/2021

Alvin Community College

Alvin, TX
09/2021 → 07/2023

University Of Houston

Houston, TX
06/2013 → 05/2017

Unemployed/In High School

Clute, TX
08/2023 → Present

Bank Of America, N.A.

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-19

Other Firms