Nicholas Root Wilcox

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → 11/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lawrence, NY
• 05/2023 → 07/2023
  Unemployed
  Los Angeles, CA
• 08/2022 → 12/2022
  American University Of Paris
  Paris
• 06/2022 → 08/2022
  Bank Of America-Merrill
  New York, NY
• 08/2019 → 05/2023
  Loyola Marymount University
  Los Angeles, CA
• 06/2021 → 05/2022
  Loyola Marymount University
  Los Angeles, CA
• 06/2020 → 01/2021
  Doordash + Postmates + Uber Eats
  San Carlos, CA
• 06/2018 → 08/2019
  Lucas Parking Co.
  Belmont, CA
• 07/2013 → 06/2019
  Elementary School + Middle School + High School
  San Mateo, CA
• 07/2023 → 11/2024
  Bank Of America, N.A.
  Lawrence, NY
• 04/2026 → Present
  Cerity Partners Llc
  New York, NY
• 12/2024 → 03/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2023-10-21 → 2026-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lawrence, NY
  Melville, NY
  Rosedale, NY
  New York, NY
  Hewlett, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2023-10-20