William F Locke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2020 → 08/2021
  Adirondack Financial Services
  Utica, NY
• 06/2022 → 08/2022
  Bank Of America
  New York, NY
• 09/2019 → 05/2020
  Wake Forest University
  Winston-Salem, NC
• 08/2020 → 05/2021
  Wake Forest University
  Winston-Salem, NC
• 08/2021 → 06/2022
  Wake Forest University
  Winston-Salem, NC
• 08/2022 → 07/2023
  Wake Forest University
  Winston-Salem, NC
• 05/2018 → 07/2018
  Adirondack Woodcraft Camps
  Old Forge, NY
• 07/2018 → 06/2019
  New Hartford Schools
  New Hartford, NY
• 06/2019 → 09/2019
  Adirondack Woodcraft Camps
  Old Forge, NY
• 01/2013 → 05/2018
  New Hartford Schools
  New Hartford, NY
• 08/2023 → Present
  Bank Of America N.A.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2023-10-19

Other Names

• William Fox William
• William F Locke