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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-08-28
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-08-28

Branch Locations

2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Purchase NY 07/2016 09/2016
Morgan Stanley Smith Barney Llc Purchase NY 07/2016 09/2016
Morgan Stanley & Co. Llc New York NY 09/2016 Present
Morgan Stanley New York NY 08/2020 Present
  • 07/2016 → 09/2016
    Morgan Stanley Smith Barney
    Purchase, NY
  • 07/2016 → 09/2016
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 09/2016 → Present
    Morgan Stanley & Co. Llc
    New York, NY
  • 08/2020 → Present
    New York, NY
Previous Registrations
  • 2009-06-01 → 2016-09-09
    Purchase, NY
    Westport, CT
    Purchase, NY
    San Francisco, CA
    Purchase, NY
  • 2009-04-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2009-04-16

View on SEC IAPD

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