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Luke A Frasso

Ameriprise Financial Services, LLC

El Segundo, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-08
  • CA RA
    APPROVED
    Since 2025-08-08

Branch Locations

2301 Rosecrans Ave Ste 4195, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Rancho Palos Verdes CA 06/2024 08/2024
Student Rancho Palos Verdes CA 08/2014 05/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 01/2025
Northwestern Mutual Investment Services Llc Los Angeles CA 08/2024 01/2025
Ameriprise Financial Services, Llc El Segundo CA 01/2025 Present
Raymond James Financial Services Palos Verdes Estates CA 05/2022 08/2022
Ameriprise Financial Services, Llc Torrance CA 09/2023 12/2023
Student Los Angeles CA 08/2014 05/2022
  • 06/2024 → 08/2024
    Unemployed
    Rancho Palos Verdes, CA
  • 08/2014 → 05/2024
    Student
    Rancho Palos Verdes, CA
  • 08/2024 → 01/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2024 → 01/2025
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 01/2025 → Present
    Ameriprise Financial Services, Llc
    El Segundo, CA
  • 05/2022 → 08/2022
    Raymond James Financial Services
    Palos Verdes Estates, CA
  • 09/2023 → 12/2023
    Ameriprise Financial Services, Llc
    Torrance, CA
  • 08/2014 → 05/2022
    Student
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-05
  • S66 Uniform Combined State Law Examination
    2025-08-05
Other Names
  • Luke Adolfo Frasso
  • Luke Frasso
  • Luke Adolfo Frasso
  • Luke A Frasso

View on SEC IAPD

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