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Katherine Irene Sullivan

Edward Jones

St Charles, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
  • IL RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

224 Kirk Road, St Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wintrust Investments Bloomingdale IL 06/2022 01/2025
Community Banks Of Colorado Company/National Bank Holdings Aurora CO 05/2018 05/2022
Unemployed Parker CO 03/2018 05/2018
Bloomingdale Bank And Trust/Wintrust Bloomingdale IL 04/2017 03/2018
Bmo Harris Bank Hoffman Estates IL 07/2015 02/2017
Lpl Financial Llc Bloomingdale IL 01/2025 08/2025
Edward Jones St. Louis MO 08/2025 Present
  • 06/2022 → 01/2025
    Wintrust Investments
    Bloomingdale, IL
  • 05/2018 → 05/2022
    Community Banks Of Colorado Company/National Bank Holdings
    Aurora, CO
  • 03/2018 → 05/2018
    Unemployed
    Parker, CO
  • 04/2017 → 03/2018
    Bloomingdale Bank And Trust/Wintrust
    Bloomingdale, IL
  • 07/2015 → 02/2017
    Bmo Harris Bank
    Hoffman Estates, IL
  • 01/2025 → 08/2025
    Lpl Financial Llc
    Bloomingdale, IL
  • 08/2025 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2025-01-23 → 2025-08-20
    Lpl Financial Llc
    Bloomingdale, IL
    Fort Mill, SC
  • 2024-05-07 → 2025-01-23
    Wintrust Investments Llc
    Bloomingdale, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06
Other Names
  • Katherine Irene Scotkowski
  • Kate Sullivan

View on SEC IAPD

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LASALLE ST. INVESTMENT ADVISORS, L.L.C.
OSAIC WEALTH, INC.
HIGHTOWER ADVISORS, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
LPL FINANCIAL LLC
FORUM FINANCIAL MANAGEMENT, LP
HIGHPOINT PLANNING PARTNERS

Other Investors

PAUL STEVEN WESSEL
Martin T Friel
KRISTINE F FORD
KEVIN J MADDEN
Brett Meyer
BRIAN KEITH OHLINGER
ROBERT T RUDNICKI
Alexandra Mazanke Wilson

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · St Charles, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ST. CHARLES, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Saint Charles, IL
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Saint Charles, IL
OSAIC WEALTH, INC. · ST. CHARLES, IL
HIGHTOWER ADVISORS, LLC · St. Charles, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ST CHARLES, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · St. Charles, IL

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