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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-07
IL RA APPROVED 2005-05-24
  • TX RA
    APPROVED_RES
    Since 2023-09-07
  • IL RA
    APPROVED
    Since 2005-05-24

Branch Locations

619 W Main St, St Charles, IL 60174 • United States

South Elgin, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tinley Park IL 11/2004 03/2020
Ameriprise Financial Services, Llc St Charles IL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 292 Tower Hill Dr, , St Charles, IL, 60174; Not Investment-Related; 01/01/2018. Business Ownership; Larson Wealth Management, LLC; Co-owner; Manage Ameriprise Business; 619 W Main St, , St Charles, IL, 60174; Investment-Related; 12/01/2025; 60 hours per month; 60 during trading hours. Board of Directors; Tri-Cities Soccer Association; President; PO Box 477, , St. Charles, IL, 60174; Not Investment-Related; 06/28/2021; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Tri-Cities Soccer Association; Referee youth soccer games; Referee for youth soccer games; PO Box 477, , St. Charles, IL, 60174; Not Investment-Related; 09/13/1997; 1 to 9 hours per month; 0 during trading hours / Northern Illinois Soccer League; Referee Boys Youth Soccer Games; Referee Boys Youth Soccer Games; 545 S. Consumers Ave, , Palatine, IL, 60074; Not Investment-Related; 02/12/2011; 1 to 9 hours per month; 0 during trading hours / Illinois Womens Soccer League; Referee Girls Youth Soccer Games; Referee Girls Youth Soccer Games; PO Box 808, , West Dundee, IL, 60118; Not Investment-Related; 02/12/2011; 1 to 9 hours per month; 0 during trading hours / Larson Wealth Management; Managing Partner; Manage advisory business; 619 W Main St, , St Charles, IL, 60174; Investment-Related; 01/05/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-23
  • S66 Uniform Combined State Law Examination
    2005-05-23
Other Names
  • Martin Thomas Friel
  • Martin Friel
  • Martin Thomas Friel

View on SEC IAPD

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