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Paul Steven Wessel

Ameriprise Financial Services, LLC

St Charles, IL

Lily Lake, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-02
IL RA APPROVED 2006-03-29
  • TX RA
    APPROVED_RES
    Since 2017-11-02
  • IL RA
    APPROVED
    Since 2006-03-29

Branch Locations

619 W Main St, St Charles, IL 60174 • United States

Lily Lake, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Charles IL 03/2006 03/2020
Ameriprise Financial Services, Llc St Charles IL 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; Mutual of Omaha, Principal Life Insurance,; 02/12/2021; Long Term Care.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1999-09-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-09-22
Other Names
  • Paul S Wessler

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ST. CHARLES, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Saint Charles, IL
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Saint Charles, IL
OSAIC WEALTH, INC. · ST. CHARLES, IL
HIGHTOWER ADVISORS, LLC · St. Charles, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ST CHARLES, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · St. Charles, IL
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