Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-04-01
  • IA RA
    APPROVED
    Since 2023-04-01

Branch Locations

173 W Fourth St, Waterloo, IA 50701-5401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Waterloo IA 01/2023 Present
Businessolver West Des Moines IA 09/2022 01/2023
Stifel St. Louis MO 06/2022 07/2022
Scheels Cedar Falls IA 10/2015 05/2022
  • 01/2023 → Present
    Stifel
    Waterloo, IA
  • 09/2022 → 01/2023
    Businessolver
    West Des Moines, IA
  • 06/2022 → 07/2022
    Stifel
    St. Louis, MO
  • 10/2015 → 05/2022
    Scheels
    Cedar Falls, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waterloo, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor