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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-11-15
  • TN RA
    APPROVED
    Since 2022-11-15

Branch Locations

949 Shady Grove Rd S Fl 2, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haslam College Of Business, Dean'S Office Knoxville TN 05/2016 07/2018
Full Time Student Knoxville TN 08/2013 07/2018
Deloitte Memphis TN 08/2018 04/2022
First Horizon Memphis TN 05/2022 08/2022
Raymond James Financial Services, Inc. Memphis TN 08/2022 Present
Pinnacle Financial Partners/Pinnacle Bank Memphis TN 08/2022 09/2025
Fountain Financial Group Memphis TN 08/2022 Present
Pinnacle Asset Management Memphis TN 08/2022 Present
Raymond James Financial Services Advisors, Inc. Memphis TN 11/2022 Present
  • 05/2016 → 07/2018
    Haslam College Of Business, Dean'S Office
    Knoxville, TN
  • 08/2013 → 07/2018
    Full Time Student
    Knoxville, TN
  • 08/2018 → 04/2022
    Deloitte
    Memphis, TN
  • 05/2022 → 08/2022
    First Horizon
    Memphis, TN
  • 08/2022 → Present
    Raymond James Financial Services, Inc.
    Memphis, TN
  • 08/2022 → 09/2025
    Pinnacle Financial Partners/Pinnacle Bank
    Memphis, TN
  • 08/2022 → Present
    Fountain Financial Group
    Memphis, TN
  • 08/2022 → Present
    Pinnacle Asset Management
    Memphis, TN
  • 11/2022 → Present
    Memphis, TN
Other Businesses

((1)Name of Business: Fountain Financial Group Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for marketing purposes only (2)Name of Business: Pinnacle Asset Management Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts (3)Name of Business: St. Agnes Academy Address: 4830 Walnut Grove Rd, Memphis, TN, Other Position/Title: Coach Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the head JV coach and assistant varsity coach for St. Agnes Academy high school basketball team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
  • S66 Uniform Combined State Law Examination
    2022-11-11
Other Names
  • Paige Williams
  • Rivers Paige Williams
  • Paige Shearin

View on SEC IAPD

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