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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-11-15 |
Branch Locations
949 Shady Grove Rd S Fl 2, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Haslam College Of Business, Dean'S Office | Knoxville | TN | 05/2016 | 07/2018 |
| Full Time Student | Knoxville | TN | 08/2013 | 07/2018 |
| Deloitte | Memphis | TN | 08/2018 | 04/2022 |
| First Horizon | Memphis | TN | 05/2022 | 08/2022 |
| Raymond James Financial Services, Inc. | Memphis | TN | 08/2022 | Present |
| Pinnacle Financial Partners/Pinnacle Bank | Memphis | TN | 08/2022 | 09/2025 |
| Fountain Financial Group | Memphis | TN | 08/2022 | Present |
| Pinnacle Asset Management | Memphis | TN | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 11/2022 | Present |
((1)Name of Business: Fountain Financial Group Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for marketing purposes only (2)Name of Business: Pinnacle Asset Management Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts (3)Name of Business: St. Agnes Academy Address: 4830 Walnut Grove Rd, Memphis, TN, Other Position/Title: Coach Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the head JV coach and assistant varsity coach for St. Agnes Academy high school basketball team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-11 |
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