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Kevin Murphy

Ubs Financial Services Inc.

New York, NY

CRD 7567144

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-19
  • NY RA
    APPROVED
    Since 2025-09-19

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roger Williams University Bristol RI 08/2019 05/2024
Ramsey High School Ramsey NJ 09/2015 06/2019
Ubs New York NY 09/2024 Present
Unemployed Ramsey NJ 05/2024 09/2024
  • 08/2019 → 05/2024
    Roger Williams University
    Bristol, RI
  • 09/2015 → 06/2019
    Ramsey High School
    Ramsey, NJ
  • 09/2024 → Present
    Ubs
    New York, NY
  • 05/2024 → 09/2024
    Unemployed
    Ramsey, NJ
Other Businesses

1. Building Blocks Sports LLC, Fourth grade lacrosse coach, Coach, I Coach fourth grade Lacrosse, START DATE-5/28/2024, Florham Park NJ United States07932

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-19
  • S66 Uniform Combined State Law Examination
    2025-09-19
Other Names
  • Kevin Thomas Murphy

View on SEC IAPD

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