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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-28 |
| CO | RA | APPROVED | 2022-09-08 |
Branch Locations
102 South Tejon Suite 460, Colorado Springs, CO 80903-2278 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Colorado Springs | CO | 06/2022 | Present |
| El Pomar Foundation | Colorado Springs | CO | 05/2003 | 06/2019 |
| United States Olympic & Paralympic Museum | Colorado | CO | 07/2019 | 03/2022 |
| City National Bank | Colorado Springs | CO | 10/2022 | Present |
Tempus Partners, LLC is a single member LLC that I have used for occasional nonprofit and leadership consulting. This business is NOT investment related. The address is 920 Broadview Place, Colorado Springs, CO 80904 I am the Sole Manager of the LLC I started this LLC in April of 2022 I am occasionally asked by various nonprofit organizations, mostly in Colorado Springs and Denver, for limited project management related to partnership development, media engagement, and donor relations. HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) ENTITY: Cultural Office of The Pikes Peak Region (COPPeR) ADDRESS: 121 S. Tejon St, Ste 111 Colorado Springs, CO 80903 INVESTMENT RELATED: No DESCRIPTION: The Cultural Office of the Pikes Peak Region (a.k.a. COPPeR) is the nonprofit local arts agency CAPACITY: Board of Directors * START DATE: 01/01/20 DUTIES: Serve as member of the board of directors who direct strategy and oversee the Executive Director HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) ENTITY: Downtown Partnership of Colorado Springs ADDRESS: 111 S. Tejon St, Suite 703 Colorado Springs, CO 80903 INVESTMENT RELATED: No DESCRIPTION: Downtown Partnership is the leading catalytic champion for Downtown Colorado Springs CAPACITY: Board of Directors * START DATE: 01/01/19 DUTIES: Help manage organization strategy and guide/oversee the CEO. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) ENTITY: PGA REACH Foundation Colorado ADDRESS: 6630 Bear Dance Dr. Larkspur, CO 80118 INVESTMENT RELATED: No DESCRIPTION: The PGA REACH Colorado Foundation supports youth, military, and diverse populations through golf. CAPACITY: Board of Directors START DATE 05/05/2023 DUTIES: Serve as advisor to the Executive Director and engage in strategic planning process for the evolution of the organization. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 5)ENTITY: The Boettcher Foundation ADDRESS: 600 17th Street, Suite 2210, Denver, CO, 80202 INVESTMENT RELATED: No DESCRIPTION: Foundation/Charitable Institution START DATE: 01/01/2025 CAPACITY: Will serve as one of seven directors of the Board that oversees fundraising strategy and implementation for the Boettcher Scholars Fund. This entity will receive gifts from individuals and will then support the Boettcher Foundation and grow/enhance the Boettcher Scholarship. We will convene twice per year for meetings. DUTIES: This Board will convene twice per year to discuss fundraising strategy and distribution of funds to Boettcher Foundation for the growth and enhancement of the Boettcher Scholarship. HOURS DEVOTED PER MONTH: 0 - 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 (6) NAME OF ENTITY: Spruce Community School ADDRESS: Colorado Springs, CO 80903 (no physical address yet) INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Apr 01, 2025 CAPACITY: Board of Directors DUTIES: Strategic guidance, oversight of the Executive Director, and community promotion during the charter application process. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-08 |
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